action against or being punished in the past according to the management in the manner of deception, defraud or dishonest to properties as prescribed in Clause 25; (3) prohibited characteristic of Group 3
, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, nor having such offense record during the period as specified by the SEC
Untrustworthy Characteristics of Director and Executive as Prescribed in Notification No. Kor Jor 3/2560 (Form 57-E1) Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in
Untrustworthy Characteristics of Company Directors and Executives The Notification of the Capital Market Supervisory Board No. TorJor. 19/2553 Re: Rules for Listing Names of Persons on Database of Directors and
. The criteria for consideration are as follows: 1.1 The directors, executives and controlling persons must not have untrustworthy characteristics pursuant to the specified criteria. 1.2 Having other
Criminal Fining Committee thus fined him 500,000 baht.Such fine penalty has caused him to possess untrustworthy characteristics of directors and executives of securities issuers and listed companies. The SEC
on 23 August 2018. **According to Clause 3 (2), Clause 5 (2) and Clause 6 (2) of the Notification of the Securities and Exchange Commission No. Kor. Jor. 3/2560 Re: Determination of Untrustworthy
, filed a criminal complaint with the Department of Special Investigation (DSI) for further legal proceedings. As a result, Surasak is deeemed to possess untrustworthy characteristics and therefore banned
. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.