principal bankers to the extent the issuer has a continuing relationship with such entities; b. sponsor for listing or issue manager to the offer; c. underwriter to the offer; d. legal adviser to the offer; e
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
amount of 0.55 million baht. As a result, the financial statements show net Loss from continuing operations of the parent company for the 6-month period ended June 30, 2020 in the amount of 0.36 million
raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing
about mutual interest. The SEC discusses with business operators on a continuing basis and mandates public and stakeholder consultation before issuing or amending regulations and guidelines. This is to
by the SEC Board and its deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services related to trading, depositing
- net of income tax, as an amount of ฿ 20.47 million, causing the company to have total comprehensive loss for the total period of ฿ 28.06 million. Nonetheless the company keeps continuing to adjust
Provident Fund Act B.E. 2530 In order to facilitate continuing and proper performance of the registrar of provident funds in compliance with the Provident Fund Act B.E. 2530 as amended by the Provident Fund
policy to develop and increase the competitiveness of the Thai capital market which is a result of the joint meeting No. 2/2019 on 1 June 2019. The meeting also discussed continuing projects that are
way of concealing and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, she