License and Granting of License to Provide Services as Securities Registrar (No. 4) dated 27 October 2003 (effective on 1 November 2003). 2 (4) being able to show that an internal control system capable of
- nine percent of its total number of shares sold; (2) the newly established limited and public limited company shall be capable of undertaking securities business efficiently and in compliance with the
necessary information required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2019 – December 31st, 2019) Other conditions shall be in accordance with the
in the Securities Exchange. "competent officer" means a person appointed by the Minister to execute the duties in accordance with this Act and whose name is published in the Government Gazette. "Office
the Securities Exchange. "competent officer" means a person appointed by the Minister to execute the duties in accordance with this Act and whose name is published in the Government Gazette. "Office
of the SEC. “competent officer” means any person appointed by the Minister to perform duties under this Act. “SEC Office” means the Office of the Securities and Exchange Commission under the Securities
of the SEC. “competent officer” means any person appointed by the Minister to perform duties under this Act. “SEC Office” means the Office of the Securities and Exchange Commission under the Securities
required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2018 – December 31st, 2018) Other conditions shall be in accordance with the existing agreement
information required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2018 – December 31st, 2018) Other conditions shall be in accordance with the existing
reports for clients' review 4. Equipped with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and