auditor rotation, aiming to enable the audit committee to appoint an independent individual to be its auditor and promote the auditors to truly maintain their independence.
small units such as individual houses or condominium units.4. Asset appraisal must be made by an asset appraiser determined by SEC.In addition, SEC has improved the flexibility for a smart contract
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
next submission depends on the IT Risk Assessment (ITRA) result of individual audit firms.The consultation paper is available at www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=965. Stakeholders and
published in the Government Gazette and have become effective from 1 February 2024. ________________________Remarks: * Including any individual holding the bills issued by a company at the full amount not
by account officers. This is particularly important because over 70 percent of the equity trading volume is generated by individual local players. Individuals are naturally very sensitive to news
” which allows for fast track approval from Host Regulator. To contribute collaboration and cooperation amongst ACMF members, the Securities and Exchange Commission Thailand, the Securities Commission
disclosure in Thailand Tuesday 14 June 2022 | No. 96 / 2022 June 14, 2022 (Bangkok): CDP and the Securities and Exchange Commission (SEC) are pleased to announce a collaboration that will see the organizations
compensations for damages incurred to investors in all cases. Other regulated regulators in the public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the
? intention and brought about disputes between the clients and the investment consultants as well as the securities firms. Therefore, the SEC urges collaboration among investors not to make such authorization