engagement. To the extent appropriate and as required by applicable professional standards, these policies and procedures should cover planning, performing, supervising, reviewing, documenting, and
, CIPM ฐิติพงศ์ อมรธรรมนิยม, CFA พงศธร ปริญญาวุฒิชัย ฝ่ายวิจัยและขับเคลื่อนข้อมูล ส านักงาน ก.ล.ต. 2023 Algorithmic Trading (AT) High Frequency Trading (HFT) Regulatory Framework Scope & Terminology 21
network to render services within the scope of the license as specified by the NBTC. A preliminary investment budget for provisioning of 5G service in key area is approximately Baht 10-15 billion within the
designated project and credit the proceeds into a sub-account, in clear separation from the issuer’s other accounts; 2.4 Reporting: the issuer must disclose post-offering reports on a continued basis, at least
name appears in the SEC Office's approved listed. Regulatory summary Related rules and regulations Related forms Regulatory Summary Duties and scope of work of appraisers In order to value the asset
obtain ACMF Pass and carry out investment advice which are permitted activities under the MOU in Host Jurisdiction. This handbook set out the guidance on ACMF Pass by: 1.2.1 Explaining the scope of
age of 50 to 59, contributing to 31 percent, as shown in figure 5. 47% 13%6% 3% 31% 30-39 years 40-49 years 50-59 years 60-69 years More than70 years Proportion of ages range of auditors in capital
underwriters by offering vital steps that will facilitate transactions that preserve the integrity of the market. The GBP recommend a clear process and disclosure for issuers, which investors, banks
. Therefore, we issued rules to limit commentaries via the mass media only to qualified analysts with sufficient experience. The SET is required to seek clear and timely clarification from listed companies that
by the Office. 2. Scope of activities The scope of activities must relate to the skills and knowledge useful for performance of duties as investor contact including: 2.1 Business-related knowledge e.g