professional standard; In case the investment advisory company intends to change the work system as approved by the Office under the first paragraph, the investment advisory company shall give a prior notice in
its website. In case of changing the names of persons on the displayed list, the intermediary shall update the list within 14 days as from the date of such change. 13 Clause 22 An intermediary shall
report in accordance with Section 247 of the Securities and Exchange Act B.E. 2535 (including in the case of acquisition through the chain principle) 8. Type of securities subject to the reporting
application to the SEC Office as prescribed in Chapter 1. In case the Institution of Appraisal Profession has already been established as prescribed in Clause 17, the approval and the extension of the approval
In case a unit offeror has failed to comply with the rules as prescribed in this Notification, the unit offeror shall comply with one or many of the following acts ordered by the SEC Office: (1) cease
liabilities of the REIT manager in case of failure to perform such duties; 24 (4) for change of the REIT manager, the covenant shall contain at least particulars and matters as follows: (a) cause of changing
mobilizer as prescribed under Clause 1 (2) (3) and (4), as the case may be, only in the case where a foreign business issues a private placement of debt instrument or sukuk. Clause 23 A foreign auditor who
the practice guidelines as follows: Clause 1 In case where the intermediaries have provided all operation systems for supporting business continuity under this practice guideline, the SEC shall deem
Section 247 of the Securities and Exchange Act B.E. 2535 (including in the case of acquisition through the chain principle) 8. Type of securities subject to the reporting obligation for this acquisition or
first six- month of the year 2017 ended June 30, 2017 as follows: Company’s Performance (unit: million Baht ) 2017 Percentage (%) 2016 Percentage (%) Change increase (decrease) (%) Total income and other