their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

of the Department of Special Investigation, the Governor of the Bank of Thailand and the Secretary-General of the SEC. With consent of the Civil Penalty Committee to commence the civil penalty

provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of such

conditions different from the provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox, and that the service user’s consent is

operator in the same manner not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related

participating in the regulatory sandbox, and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related to obligations to damage that may be

ให้ผู้ใช้บริกำร Consent ในกำรส่งข้อมูลส่วน บุคคลมำให้ส ำนักงำนด้วย หำกผู้ใช้บริกำรไม่ยินยอม Consent ผู้ประกอบธุรกิจจะไม่ ให้บริกำรแก่ผู้ใช้บริกำรรำยดังกล่ำว   ข้อเสนอแนะ หรือข้อสังเกตเพ่ิมเติม กรุณำ

sanctions imposed by the CSC will take effect once offenders sign a letter of consent, agreeing to comply with the sanctions. If any offenders refuse to consent, the SEC will submit the cases in writing to

of other activities as assigned by the Board of Directors with the consent of the Audit Committee. To perform such duties completely, the Audit Committee is empowered to call in or ask the Management

details of the outsourcing clearly in the details of the mutual fund project, or obtain a written consent from a client who is a private fund or a provident fund, as the case may be; (2) arrange a report on