Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium
Bangkok, September 9, 2014 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A} and {B}, former executives of United Securities Plc., {C} {D} {E
(www.sec.or.th) under License Check banner. In case of suspicious unlicensed activities, please report the SEC at 1207 for further investigation," Vasant added.Previously, on September 2013, {A} was also named in
According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium
establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will
Limited and (4) Asia Pacific Drilling Engineering Company Limited. This case is in the process of investigation by the inquiry official. SEC Act S.312 281/2 paragraph 2 in conjunction with 89/7 and 89/7
Songkhla Company Limited and (4) Asia Pacific Drilling Engineering Company Limited. This case is in the process of investigation by the inquiry official. SEC Act S.312 281/2 paragraph 2 in conjunction
Songkhla Company Limited and (4) Asia Pacific Drilling Engineering Company Limited. This case is in the process of investigation by the inquiry official. SEC Act S.312 281/2 paragraph 2 in conjunction
or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall jointly pay a reimbursement of investigation expenses incurred by the SEC in the amount
securities issuing company or a securities company for 10 years; and (4) All defendants shall jointly pay a reimbursement of investigation expenses incurred by the SEC in the amount of 102,132 Baht together