Melkonyan, Senior Advisor for PE Finance and Funds, UNDP Sustainable Finance Hub; Global Lead, UNDP Impact Venture Accelerators ร่วมบรรยาย

to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in

sufficient information disclosure for shareholders? decision-making. Under the proposal, an application for offshore convertible debenture offerings must be jointly prepared by SEC-approved financial advisor

wealth advisor  และเพิ่มเติมให้บุคลากรบางประเภท ต้องได้รับความเห็นชอบจาก ก.ล.ต. เพื่อให้สามารถกำกับดูแลได้อย่างมีประสิทธิภาพยิ่งขึ้น โดย ก.ล.ต. เปิดรับฟังความคิดเห็นจนถึงวันที่ 6 มีนาคม 2557ก.ล.ต. ได้เผย

financial advisor (IFA), IFA opined that the proposed transaction is not appropriate. IFA described that EMC may be exposed to the risk to acquire the Station 1 Project at the price that is significantly

financial advisor independence from the target company and the tender offeror with regard to fair value appraisal.  The consultation paper is available at www.sec.or.th. Stakeholders and interested parties

waiver of the filing fee, and lift the requirement that a financial advisor participate in the preparation for the PO application and the registration statements.In drafting the proposed amendments, the

requirement for financial advisor participation in the preparation of the registration statement;    3) Fees: to exempt the filing fee of the registration statement and require only the application fee of

Mr Sitthiphat Sinfaphanit Mr. Sitthipat, in his capacity as the person responsible for supervising the operations of Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for

Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities