> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
statements or related reports to the SEC/ SET. 5. A representative is appointed in Thailand throughout the term of the bonds. 6. There is no ground to suspect that the lead regulator of the capital market of
raise public awareness and understanding in savings and investments and enable them to access the products suitable to their investment profile with a view to saving sufficient assets for their
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
done in their best interest. Furthermore, to promote and contribute to a good corporate governance ecosystem that stimulates responsible and sustainable practices by Thai listed companies. 2. What is a
(Smarter regulations) Assessment Results - Doing Business Dow Jones Sustainability Indices Dow Jones Sustainability Indices (“DJSI”) are a family of indices tracking the stock performance of the
development of digital asset services in the Thai capital market or must participate in a sandbox of the money market regulatory agency; (2) The SEC will consider the participants’ qualifications in various
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the AIFs established in Europe or/and; 4. being the master fund in which an AIF in Europe invests at least 85 % of its assets in units or shares(Note: AIFMD is not applicable to the case that a fund