committing the misconduct. Additionally, the SEC has banned {B} from holding the position of branch manager in charge of capital market business at the bank for two months. Following the complaints from
100,000 accounts in 2019 to the current total of 3 million accounts only within three years. In comparison, it took more than 40 years for the Stock Exchange of Thailand to reach the same level of growth
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level – an SEC management level executive serves on the IOD Board – to implementation and financial aid for IOD projects to improve the quality of board of directors and Thai listed companies in line
businesses and entities in the Thai capital market. Our services include provision of information and advice on matters under the SEC's purview. Complaints / Whistleblowers Inquiries / Suggestions
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selling of the following securities in the Stock Exchange of Thailand: (1) ETF units ; (2 ) underlying shares of ETF . Clause 4 For short selling of the ETF units or underlying shares of ETF in the Stock
to engage in a short selling of the following securities in the Stock Exchange of Thailand: (1) ETF units; (2) underlying shares of ETF. 2 Ibid FN1. 3 Clause 4 For short selling of the ETF units or
Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference (Translation) PAGE (Translation) 3 Readers should be aware that