, the investigation of wrongdoings in capital markets and the criteria and supportive factors for short sales. ?The roundtable hours encouraged our peers to put their experience in regional perspective

Investigation (DSI), Ministry of Justice, for further actions. CIRKIT submitted its financial statements for the years 2003-2005 recording loss of approximately 3.44 billion baht from allowance for doubtful

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above

information for further investigation into certain trading transactions which may be of share price manipulation nature.In the matter of counterfeit SECC share certificates which may cause damage to the trading

29, 2008.2.Jakarin Wonglee (one-year suspension): According to investor complaints, his employer, Siam City Securities Co., Ltd.?s report and the SEC?s investigation, Jakarin was found to have made

executive status, effective on October 15, 2008.2. Sonthaya Mounmiang (one-year probation): Following the investigation report from her employer securities company, the SEC examined the case and found that

Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a

million baht.  According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to

position of securities issuing companies and listed company.  According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 22 May 2014 - 30 June 2014, the

offenders paid separate civil penalties, totaling 172.14 million baht. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 21 March 2014 - 3 June