Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way
Microsoft Word - Orkor4_2552.doc เอกสารรับฟงความคิดเห็น เร่ือง แนวทางปรับปรุงเกณฑการออกและเสนอขาย พันธบัตรตางประเทศหรือหุนกูตางประเทศ ในประเทศไทย สํานักงาน สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลกัทรัพย (http://www.sec.or.th) อาคารจีพีเอฟ วิทยุ ทาวเวอรส บี ช้ัน 10, 13-16 เลขที่ 93/1 ถนนวิทย ุแขวงลุมพิน ีเขตปทุมวัน กรุงเทพฯ 10330 โทรศัพท 0-2263-6499 หรือ 0-2695-9999 โทรสาร 0-2651-5949 http://www.sec.or.th/ เอกสารเผยแพร เลขท่ี อก. 4 /2552 เร่ือง แนวทางปรับปรุงเกณฑการออกและเสนอขาย พ...
Reporting Standards (IFRS9) going forward. All of these factors may affect business adjustments of commercial banks in terms of provisioning expenses, risk calculation, capital maintenance and their overall
potential performance and risks (e.g. hedge funds, hybrid securities, structured products, investment units of a mutual fund of which the returns calculation is made in a complicated way (complex return fund
, supervisors of the financial advisor, or operating officers in financial advisory unit of the financial advisor. The calculation of the number of shares held under Paragraph 1(1) or (2) shall include the number
institutions under the law governing anti-money laundering. Section 8. In the case where the price of digital assets is to be calculated in Thai currency, such calculation shall be made in accordance with the
zip code as our instrument. To minimize endogeneity, we omit firm 18 SEC Classification : ใชภ้ายใน (Internal) i from the calculation of the average. Also, the location of a company's headquarters was
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
Thai currency, such calculation shall be made in accordance with the rules and procedures as specified in the notification of the SEC. Section 9. In the case where an offeror of digital token or a
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...