UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchan...
Business (No.7) dated 30 August 2017 (effective on 1 October 2017). 1 Dishonesty defined as the dishonesty as prescribed in Section 1 of the Criminal Code B.E. 2499 (1956), which means doing any act in order
นบุคคลของสหรัฐอเมริกำบัญญัติไว้ในประมวลกฎหมำย วิธีพิจำรณำควำมอำญำ หรือทีเรียกว่ำ United States Code (USC) Title 18 Crime and Criminal Procedure, Part II Criminal Procedure, Chapter 224 Protection of
relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding
accused of or subjected to criminal proceeding, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully
relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding
relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding
via Form 56-1 and Annual Report as well. Q: Is a delayed disclosure of company secretary information and document storage location a breach of obligation? A: Although such delay is not a criminal
regulatory body of financial institutions or subject to any legal proceedings following such criminal complaint or having been sentenced to imprisonment by the court's final judgment except in the cases where
following such criminal complaint or having been sentenced to imprisonment by the court's final judgment except in the cases where the term of imprisonment or the suspension of sentence has lapsed for a