) dated 1 August 2017. Clause 3 In this Notification: “ function related to business operation ” means an operational function for the undertaking of securities or derivatives business or a function having
) dated 1 August 2017. 2 Clause 3 In this Notification: “function related to business operation” means an operational function for the undertaking of securities or derivatives business or a function having
cases, the issuer may reach the SPT without undertaking large investment. Many investors believe that an ambitious SPT is unlikely to be achieved with “business as usual” activity, which will likely
ปฏิบัติ ตามบทลงโทษที่เสนอโดยบุคคลนั้นเอง (enforceable undertaking) 250,000 บาท ลำดับ รายละเอียดค่าธรรมเนียม ค่าธรรมเนียม (บาท/ร้อยละ) หรือได้เปิดเผยข้อมูลการดำเนินการของสำนักงาน ก.ล.ต. เกี่ยวกับการ ปฏิบัติ
specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
as specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
effectively with Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the
Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the same standard, the
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