business operations not only for distinctive competitive advantage but also towards a sustainable future. EGCO aims to promote internal innovation and encourage creativity and innovative mindsets for EGCO’s
personnel clearly. In this regard, independent directors shall be appointed appropriately and proportionately for monitor, inspection and counterbalance of risk management and internal audit. The rule in term
intermediary ’s branch office; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in
) an efficient system for receiving and executing trading orders; (4) an internal audit and control system for accepting trading orders outside the intermediary ’s offices, for example, internal audit
or changing of the content of the conversations, etc.; (3) an efficient system for receiving and executing trading orders; 17 (4) an internal audit and control system for accepting trading orders
or changing of the content of the conversations, etc.; (3) an efficient system for receiving and executing trading orders; 17 (4) an internal audit and control system for accepting trading orders
decision for clients; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital
)ี (บาท) 25 ... 25 ... 25 ... 25 ... 25 ... 1. ความเสี่ยงจากการทุจริตภายใน (internal fraud) 2. ความเสี่ยงจากการทุจริตภายนอก (external fraud) 3. ความเสี่ยงจากการจ้างงาน และความปลอดภัย ในสถานที่ท างาน
units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital market products, financial instruments or other specified assets; (5
(Operation and Business Continuity) (7) การจัดการเรื่องร้องเรียน (Compliant Handling) (8) การควบคุมภายในและการตรวจสอบการปฏิบัติงาน (Internal Control and In-house Inspection) 6. สมาคมที่เกี่ยวข้องกับธุรกิจ