offer for sale, the SEC Office shall have the authority to: (1) order the approved foreign entity, its directors or executives to clarify or disclose additional information within a specified period and
-38/risk-countrie - 4 - ของลูกคาสอบบัญชีตอผูมีอำนาจที่เหมาะสม (appropriate authority) รวมทั้งขอหามเก่ียวกับการแจงเตือน ลูกคาสอบบัญชี (ยกตัวอยางเชน กฎหมายที่เก่ียวของกับการตอตานการฟอกเงิน
having authority and responsibility for planning, directing and controlling the activities of the issuer, including directors and senior management of companies and close members of such individuals
family; (d) key management personnel, that is, those persons having authority and responsibility for planning, directing and controlling the activities of the issuer, including directors and senior
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...
/files/medias/documents/icw- bnm-final.pdf Monetary Authority of Singapore has released a consultation paper on the proposed guidelines on environmental risk management for banks, asset managers and
from any person who has the authority under this Act, which are confidential information of the government or should not be disclosed under normal circumstances, such person who discloses such
. https://www.etda.or.th/getattachment/Our-Service/ AIGC/AIGC/Ai_Gov_Guideline_edit.pdf.aspx?lang=th-TH Monetary Authority of Singapore. Principles to Promote Fairness, Ethics, Accountability and
shall have the authority to issue a writ of execution, in which case the Civil Procedure Code shall apply, mutatis mutandis, and it shall be deemed that the SEC Office is the judgement creditor.” Section
1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...