departmental manager or higher who is responsible for the line of work which takes part in making decisions on securities allotment or the line of work which has an opportunity to obtain inside information
applicants for derivatives business license to offer opportunity to business operators with proper qualifications and readiness in term of financial and management capability to undertake derivatives business
qualifications of applicants for derivatives business license to offer opportunity to business operators with proper qualifications and readiness in term of financial and management capability to undertake
Notification at the first opportunity but not later than 2 years as from the effective date of this Notification. Notified this 17th day of May 2013. - signature- (Mr. Vorapol Socatiyanurak) Secretary-General
Notification, the intermediary shall amend such policy or contract in order to be in accordance with this Notification at the first opportunity but not later than 2 years as from the effective date of this
(Chinese wall). By at least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the inside information regarding securities issuers; (4) clear
information of units and personnel of the securities company (Chinese wall). By at least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the
opportunity but not later than two years as from the effective date of this Notification. Notified this 1st day of October 2018. (Mr. Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange