electronic report submission to facilitate operation of business sectors, scheduled for completion in Q4 of 2021 collectively and concurrently and the consideration is divided into three areas, namely (1
recognized by the SEC Office. − − ✓ 5 Manager of a derivatives business operator or person with the highest responsibility in the work unit related to capital market. 4 − − − 6 Derivatives fund manager − − − 7
regulations and draft regulations on securities and derivatives business licensing SEC files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information
Derivatives Act The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer
/enactment_digital_2561_summary_en.pdf > Criminal Sanction - annual Statistics derivatives businesses 0 0 - - 0 0 - - Unlicensed digital asset businesses 0 0 1 2 0 0 1 2 Director or person responsible for business operator fraud
/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5347&SearchNo= Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of
operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th
เพื่อคุ้มครองนักลงทุนและ https://www.sec.or.th/TH/Documents/Seminars/seminar-240667-01-th.pdf HouseStyle business outside the digital asset exchange, excluding the dealers who act in the manner as
90 วันหลั... https://www.sec.or.th/TH/Documents/LawsandRegulations/securities-ITchecklist.xlsx QAQR-03.xlsx Relationships: Are there any business relationships between the firm, principals or staff or
States) SEC_Vuttikrai Commerce Experiences Director General of Department of Intellectual Property , Ministry of Commerce Director General, Department of Business Development, Ministry of Commerce