Bangkok, August 19, 2011 ? Vasant Thienhom, SEC Deputy Secretary-General stated concerning the Appeal Court?s today judgment that overturned the Court of First Instance on December 3, 2007 that

and take action against the offender under the law in due course. SEC and SET are in close collaboration to foster transparency and investor confidence._____________________________Notes:  * SET

in any  particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's

of Benson Dupont Capital Management.? On the grounds that the accused person?s deposition was beneficial to the case, the Court sentenced Ravi to a two-year imprisonment.? The Court, however, dismissed

companies for a period of 28 months each;                      (3) The offender, Karn, is suspended  from trading securities or derivatives for a period of 39.5 months and is barred from serving as a

securities issuing companies or securities companies for a period of 28 or 60 months (as the case may be). While one offender agreed to comply with the sanctions imposed by the CSC, the other 13, namely (1) Mr

Limited (SUPER) shares.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further inspection has revealed that Khumsup took advantage of the material information, which had not been

internal control system accounted for the business of the wrongdoer, in whole or in part; (c) such unlawful act occurred by the act or knowledge of the wrongdoer’s senior officer or a group of senior

and are barred from serving as director or executive of securities issuing companies or securities companies for a period of 56 months each. In addition, the offender named Koravit is prohibited from

, agreeing to comply with the civil sanctions. In the event that any offender refuses to give consent to the sanctions, the SEC will submit the case in writing to the public prosecutor for filing a lawsuit in