Management Name : Mr. PRASERT JIRAVANSTIT | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 06/09/2017
Management Name : Mr. WIBOON UTSAHAJIT | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 15/07/2016
Management Name : Mr. WIBOON UTSAHAJIT | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 06/09/2017
Management Name : Mr. WIBOON UTSAHAJIT | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 15/06/2018
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
Audit Firm Name: Subject : Monitoring Prepared by Date Particulars Reference /Guidance Notes Description A Monitoring the Firm’s Quality Control Policies and Procedures 1 Does the whole firm perform
Thai ESG funds. The initiative is expected to raise the public awareness of long-term savings to promote financial wellness and drive Thailand towards sustainable development. For more details
matters relative to independence confirmations, performance evaluations, results of monitoring, client acceptance and continuance evaluation, etc? · Using electronic databases · Manual notes · Checklists
UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply