sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
transactions or involving multiple jurisdictions. 2 Clause 4 The derivatives clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk
Communications with relevant persons (7) Division 7 Cross-border communication (8) Division 8 Companies shall test and assess the BCP (Training, Exercising and Auditing) (9) Division 9 Examples of emergency
) Division 7 Cross-border communication (8) Division 8 Companies shall test and assess the BCP (Training, Exercising and Auditing) (9) Division 9 Examples of emergency incidents which may cause major
of companies (the “Project”) which aims to clearly separate the business line within OISHI’s group of companies, enhance the management and administration flexibility and increase the capability of the
buyer to purchase shares of Myanmar SPA-Today-Far East Company Limited and because of the restructuring of the Company’s operations to achieve more flexibility and efficiency. As a result that Myanmar SPA
/News_Detail.aspx?SECID=8288 SEC amends ICO portal approval rules to increase flexibility for investment in work systems digital tokens. The ICO portal's duties include performing due diligence on the characteristics
/News_Detail.aspx?SECID=8288 SEC amends ICO portal approval rules to increase flexibility for investment in work systems digital tokens. The ICO portal's duties include performing due diligence on the characteristics
/News_Detail.aspx?SECID=8288 SEC amends ICO portal approval rules to increase flexibility for investment in work systems digital tokens. The ICO portal's duties include performing due diligence on the characteristics
+%22electrica... PowerPoint Presentation Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to