(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines
rational investment decisions but their decisions are usually influenced by several factors and restrictions; emotion, beliefs and biases, for example. Those factors and restrictions cause investors to
communication of the objectives, for instance, in the form of the company’s vision and values, or principles and purposes. 2.1.2 When developing the business model for sustainable value creation, the board
: ≥ 20 million baht or exceeding 3% of NAV requiring a resolution of approval by the unitholders Definition of related parties to the REIT Manager is based on the same principles for listed companies
Sustainability Bond Guidelines June 2018 Introduction A market has developed for bonds aligned to both the Green Bond Principles (GBP) and the Social Bond Principles (SBP) (referred to as the
On 3 August 2023, the SEC Board Meeting No. 12/2023 passed a resolution approving the principles and draft regulations related to application for approval and granting of approval for derivatives
The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in
principles will begin in 2018.The I Code consists of seven key principles, namely: (1) establishing a clear stewardship policy; (2) sufficiently managing conflicts of interest for clients? best interest; (3
from the release of OECD revised Principles of Corporate Governance, the roundtable panels will discuss the main topics including corporate governance developments in Thailand, the challenges in
diverse nature of the PF business, and maintain standards and quality of the business for the best interest of clients. The SEC conducted an initial hearing on the principles for amending the PF rules in