/E transactions in the KC accounting records, causing inaccurate and false preparation of such records. This case is under consideration of the public prosecutor. SEC Act S.281/2 paragraph 2

/E transactions in the KC accounting records, causing inaccurate and false preparation of such records. This case is under consideration of the public prosecutor. SEC Act S.281/2 paragraph 2 in

. Furthermore, STARK lacked retained earnings or sufficient liquidity to carry out the share repurchase project as disclosed. Such act was deemed a dissemination of false information or details that could

Court of First Instance The Appeal Court The Supreme Court These offenses (e.g. presenting false statement concerning public offering, analyzing financial position based on false information, using or

time of the incident, was considered that he deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led the clients to use Zipup/ZipUp

mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual https

units on day T, the mutual fund management company shall also reduce the number of the investment units on the day T. (5) Actions to take in the case of an incorrect number of the investment units (5.1

/2001 2. Notification of the Office of the Securities and Exchange Commission  SorNor. 12/2545 Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of

)/company. 4 Incorrect or incomplete disclosure of financial statements or annual report of listed company. ●  Undisclosed items / incorrect disclosure of information ●  Other related documents/evidence

; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing investment units from an asset management company which offered for sale of investment units by