Chinese equity market. Size was found to explain the cross-sectional differences in returns, but contrary to findings for the U.S. market, the book-to-market ratio was not helpful Page 11/40 Literature
advisory agent which is not contrary to or inconsistent with this Notification and other relevant Notifications. The investment advisory company shall supervise such investment advisory agent to comply with
principle that the asset classes eligible for the repurchase (repo) and reverse repurchase (reverse repo) agreements between the securities companies and non-institutional investors be extended to include
amendment to the rights, duties, liabilities, or collateral of the bonds after the issuance shall only be made if such amendment is not inconsistent with nor contrary to the provision of this Notification and
to the rights, duties, liabilities, or collateral of the corporate bonds after the issuance shall only be made if such amendment is not inconsistent with nor contrary to the provision of this
and statements of trust instrument in addition to those specified in Section 14. SECTION 16 The creation of trust in the following manners shall be void: (1) the creation of trust in contrary to Section
shall be void: (1) the creation of trust in contrary to Section 11 or Section 12; (2) the creation of trust assigning trusteeship to a person without an approval to undertake trust business under this Act
trust in the following manners shall be void: (1) the creation of trust in contrary to Section 11 or Section 12; (2) the creation of trust assigning trusteeship to a person without an approval to
) “portfolio duration” “product limit” “regulated market” “repo” (repurchase agreement) “retail MF” (retail Mutual Fund) “reverse repo” (reverse repurchase agreement) “SBL” (Securities Borrowing and Lending
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...