clients, and informed such information to new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In
, SEC Secretary-General will give opening remarks at 20.00 hours (local time), followed by a live exclusive interview with Ms. Hester Peirce, US SEC Commissioner, on the topic, “ U.S. SEC’s Move on
Group will focus on improving performance of existing branches in terms of sales and efficiency. Growth will come from opening new franchise branches, in particularly the small-size concepts such as brand
Offering, pre-operation expenses for Project Crossroads Phase One comprise expenses incurred in preparing for the opening of Project Crossroads Phase One that was not recorded as capital expenditure, Tax
giving advice and accepting trading orders in accordance with the criteria prescribed and notified by the SEC Office. Clause 16 Repealed. Division 2 Opening of Derivatives Trading Account and Acting as a
Repealed. Division 2 Opening of Derivatives Trading Account and Acting as a Derivatives Brokerage ________________ 8 As repealed by the Notification of the Capital Market Supervisory Board No. TorThor. 24
accessing those information to improve the company’s products and generate more income in the future 4. Income from dividend Other Conditions for the Transaction Due to this transaction being a Class 2
that the applicant will have a good and efficient management; (7) demonstrating that the applicant will have an efficient policy and measure for [i] preventing conflicts of interest and accessing inside
the applicant will have a good and efficient management; (7) demonstrating that the applicant will have an efficient policy and measure for [i] preventing conflicts of interest and accessing inside