PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to

is prepared by Legal Department with the sole purpose of  facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or

business operators. This is because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. It should be noted that all

misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the

enter the criminal fining process; therefore, the inquiry official of the Economic Crime Suppression Division of the Royal Thai Police (ECSD) was notified of the matter to undertake further legal

the fining process of the Criminal Fining Committee. The SEC therefore filed the complaint for DSI?s further legal proceeding.Given the circumstance, Khumsup is deemed to possess the prohibited

license with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) for further legal proceedings. With reference to clues and the SEC?s findings, the three aforesaid individuals

Section 89/7 in conjunction with Section 281/2 of the same act. For further legal proceedings, the SEC has ordered Mr. Suphanan to make clarification in this matter by 21 July. With regards to the

those failing to comply with the law may be imposed with legal action.”  On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing

case may be. The SEC has therefore filed a criminal complaint against the 11 offenders with the ECD for consideration of further legal action. In addition, the SEC notified the legal proceedings under