Dr. Chaiwat Wibulswasdi, Chairman, Capital Market Development Fund, revealed that the CMDF board has approved in principle by supporting the Thai Capital Market’s digital infrastructure under the
Bangkok, August 18, 2011 ? The SEC revealed that the number of employers setting up provident funds in Q2/2011 increased 8% over 2010 with great attention on ?employee?s choice,? a program that
, Thammasat University revealed that the study emphasized the importance of credit watch placement information given by credit rating agency prior to announcement of credit rating adjustment on listed companies
consultant for complex products type 1 and investment planner, and (2) {B}, capital market investment consultant, for a period of two years six months each.In the case of {A}, the SEC's inspection revealed
officer at the company?s Phuket branch and was dismissed from the job on the grounds of such misconducts. The SEC?s further inspection of the evidence and interrogation of the persons involved revealed that
being its employee. The SEC's probe into the case also revealed that {B} managed trading account for the client and used the password given by the client to submit trading orders via internet. He
Keswarang Sawatdipan and Suwat Eiewaksorn for conspiring to operate derivatives business without license. Further investigation revealed that 11 other persons had been involved in the allegedly unlicensed
the period of rumor dissemination. Preliminary investigation revealed that certain trading accounts of Thai major investors as well as foreign investors may have benefited from the rumor spread. In
financial statements of NMG. The evidence in this case has revealed that the NMG’s financial statements for the year 2015 to 2017 showed manipulated income and unrealized advertising income, which were in
Singapore with 18 and 16 companies, respectively. However, the survey results revealed areas of improvement for Thailand. SEC will cooperate with the Stock Exchange of Thailand, the Thai Institute of