derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
asset rules, investment rules with higher level of diversification and reclassifications of funds to better reflect investment risks on the basis of exposure to net asset value instead of investment value
be revised to better reflect risks associated with both direct and indirect investment. The consultation paper is available until January 31, 2014. The consultation paper is available on the SEC
with objective to provide more flexibility for investor who is knowledgeable in the business raising fund through equity crowdfunding as well as associated risks. On the business side, the issuers will
business operations and mitigate undesirable impacts especially the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational
for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among Zipmex
แบ่งปันความรู้เกี่ยวกับความเสี่ยงด้านความยั่งยืน (ESG risks) ของอุตสาหกรรมกองทุนไทยให้แก่ผู้จัดการกองทุน นอกจากนี้ การจัดกิจกรรมในครั้งนี้ยังเปิดโอกาสให้ผู้จัดการกองทุนร่วมแลกเปลี่ยนประสบการณ์และความคิด
warnings on investment risks through advertisements of digital asset business operators tend to be inflexible in certain areas and may be inconsistent with their business nature.To ensure that digital asset
audit reports to be in the same period, i.e., the first quarter of each year; (3) To adjust security measures to be commensurate with the risks of small business operators, such as reducing
characteristics and risks of the products, as well as to warn about relevant risks; (2.2) To provide a knowledge test for investors regarding NC bond that mature upon company dissolution, prior to their