@sec.or.th website : www.sec.or.th [ CONTENTS ] 16 Message from the Chairman Message from the Secretary-General Mission and Goals Board of the SEC Executive Officers of the Office of the SEC G OA L 1 Develop
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
audit firm, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply
, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply with the
control system which is sufficient and reliable for supervising its auditors’ work to comply with the professional standards on a continuous basis. Such audit quality control system complies with
Presently, supervising “digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset broker; and
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development
principles for supervising DA custodial wallet providers. In this regard, on 10 November 2022, the SEC Board Meeting No. 15/2565 passed a resolution approving the proposed revision to the principles whereby an
, Passport Number : Expiry Date : will be appointed by [specify company’s name] , having its principle office located at Tel. as the company’s director/executive, I hereby give my permission to the SEC Office
: What will make them work in Asia” พร้อมแลกเปลี่ยนประสบการณ์และมุมมองต่อการขายกองทุนรวมข้ามประเทศ ร่วมกับผู้แทนจากประเทศต่าง ๆ อีก 4 ประเทศ อาทิ Mr. Rob Everett, Chief Executive จาก Financial Markets