back the assets, either to utilize for their business activities or to manage. The asset disposals, therefore, have impact on present and future business operation, financial condition, revenue structure
companies who intend to manage SRI Funds and, hence allow more funding to be allocated to public and private sector-led projects underway to promote sustainable development, reduce carbon emissions, or
law and standards. Principle 6.2 The board shall establish an audit committee that can act effectively and independently. Principle 6.3 The board should manage and monitor conflicts of interest that
to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents
substitute for the guidelines in Items (6) - (7), for example, conduct regular inspection of mobile devices, or if an employee violates the rules, impose a penalty or remove the access right to application
further aspects of the decision-making process, including: 2.2.1. related eligibility criteria, including, if applicable, exclusion criteria or any other process, applied to identify and manage potentially
released financial reporting standards, or auditing standards. - Set out the policies to control and track the absent personnel or require the absent personnel to take the substitute course within the
securities business is lost or destroyed, the association related to securities business may submit an application for a substitute of the license. Clause 6 A license for establishment shall take effect on its