business operations will completely shut down on 3 April 2020 which means it will stop servicing clients who want to reclaim their assets and will lay off all employees, SEC found out that clients’ digital

=th http://www.sec.or.th/ 18 (9) Notification for commence and stop the activities Hosting licensed firm in Thailand shall report the appointment and the discontinuation of the ASEAN investment analyst

ตาม หลักเกณฑของธุรกิจของผูประกอบธุรกิจหลักทรัพยท่ีมีการใหบริการแผนการลงทุนในลักษณะ portfolio2 (2) การกําหนดอัตราขาดทุนสูงสุด (stop-loss limit) ผูประกอบธุรกิจสามารถเลือกกําหนด stop-loss limit ของ

original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake any responsibility for its accuracy nor be held liable for any loss or

Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake any responsibility for its accuracy nor be held liable for any loss or

. The SEC, Thailand can neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the

and social responsibility (ESR) and respect for human rights, to increase confidence and  Thai capital market standards for the benefit of sustainable growth. The seminar featured special talks by local

objectives of the SEC Strategic Plan 2016-2018, which include the promotion of best practice among institutional investors. The market needs them to be active and committed to social responsibility, as far as

in Asia. Nevertheless, challenges remain in some areas, particularly the accountability of listed companies to its stakeholders and the board’s responsibilities. 2.      Corporate social responsibility

SHARE : SEC suspends three investment consultants for failing to perform duties with responsibility Thursday 28 March 2019 | No. 34 / 2019 Bangkok, 28 March 2019 – The SEC has suspended approval of three