, who are capable and have experiences beneficial to business operation; (3) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control
same listed company if one of the persons has already submitted a report to the SEC. The measure aims to streamline reporting procedures and reduce redundancy; 3) Further clarifying the reporting
legal entity; (4) Being able to show that person who is director, manager or person with managerial authority being responsible for the applicant’s undertaking of derivatives business has qualifications
undertaking of such legal entity; (4) Being able to show that person who is director, manager or person with managerial authority being responsible for the applicant’s undertaking of derivatives business has
measure deployed by the firm to decrease or limit the threat from fee dependency which might impair the independence of the audit firm. - Set out the policies and notify the department in charge of the
สาคญัทีใ่ช้ใน บนัไดความคาดหวงัทีส่่วนท้ายของเอกสาร 03 Focus Area Investment1 Tier 4 Tier 3 Tier 2 Tier 1 Target Setting Measure portfolio greenhouse gas (GHG) emissions. Set portfolio emissions reduction and/or
supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure to obligate them to comply with such rules. In case
of such action. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure