clients, in accordance with the orders of the derivatives exchange; (3) establish the rules empowering the derivatives exchange to disclose or share information on derivatives trading, members, offenses and
person responsible for managing information security incidents; (3) report any information security events to the responsible person under (2) and the SEC Office without delay; (4) carry out testing of
person responsible for managing information security incidents; (3) report any information security events to the responsible person under (2) and the SEC Office without delay; (4) carry out testing of
person responsible for managing information security incidents; (3) report any information security events to the responsible person under (2) and the SEC Office without delay; (4) carry out testing of
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Administration. She has versatile experiences in money and capital market and served several key positions, such as, President and Chief Executive Officer of Thanachart Fund Management Co., Ltd. and Managing
firms share our views and objectives and have made much progress in resolving their deficiencies, with the exception of few findings whose remedies are time consuming in nature. The mechanics of how audit
imposed by the State or an authorized agency in supervising derivatives trading. O yes (please specify in detail) O no 2.4 Please summarize the rules which the State or an authorized derivatives supervision
conducting derivatives business as a derivatives dealer imposed by the State or an authorized agency in supervising derivatives trading. O yes (please specify in detail) O no 2.4 Please summarize the rules