responsible for preparing records of clients’ assets nor a person responsible for physical keeping of such assets. 3 Clause 6 A securities company shall establish rules or practice guidelines for custody of
responsible for preparing records of clients’ assets nor a person responsible for physical keeping of such assets. 3 Clause 6 A securities company shall establish rules or practice guidelines for custody of
, the Office may specify conditions for the securities company to follow. Clause 5. A securities company shall arrange to have compliance unit and an internal audit unit with recognizable and reliable
may have one or multiple investment policies. Section 6. Upon agreement of the employees and the employer to establish the fund pursuant to Section 5, an application for registration shall be submitted
employees and the employer to establish the fund pursuant to Section 5, an application for registration shall be submitted to the registrar according to the rules and procedures prescribed by ministerial
Establish Branch Offices (No. 2) 07/12/2010 01/01/2011 3. Notification of Capital Market Supervisory Board TorThor 8/2551 Rules, Conditions, and Procedures for Applying for Permission and Granting of
Establish Branch Offices (No. 2) 07/12/2010 01/01/2011 3. Notification of Capital Market Supervisory Board TorThor 8/2551 Rules, Conditions, and Procedures for Applying for Permission and Granting of
Establish Branch Offices (No. 2) 07/12/2010 01/01/2011 3. Notification of Capital Market Supervisory Board TorThor 8/2551 Rules, Conditions, and Procedures for Applying for Permission and Granting of
Exchange Act 2535 92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices
Exchange Act 2535 92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices