? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from

research papers in every month. Event registration can be sent to email secworkingpaper@sec.or.th.  

Exchange supervision can also be sent via facsimile 0-2263-6335 or email: jarun@sec.or.th, securities business supervision via facsimile 0-2263-9777 or email: namporn@sec.or.th, and restructuring of mutual

initial investment starts at 350,000 baht. Upon signing the contract, trading account and code will be sent to client via email. Then, client can send trading orders as well as verify trading transactions

signed. She then bought a cashier check using the money in the said saving account to buy investment units for Surasak. Thanjira, in addition, took the client?s voucher sent from Tisco Asset Management Co

the activation of circuit breaker system when mai Index dropped by 10 percent. It had sent market halt to all members? system, resulting in an automatically halt in the trading system of all members. 2

another 6 months. The Company have already allowed leniency for debt repayment from the debtors for a reasonable period and have continuously followed up with debtors and sent collection letter. However

Companies dated 29 June 2006. Clause 2 In the Notification: “electronic data” means data that are created, sent, received, stored or processed through electronic procedures; “securities company reporting

Companies dated 29 June 2006. Clause 2 In the Notification: “electronic data” means data that are created, sent, received, stored or processed through electronic procedures; “securities company reporting

Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting