the Thai market. The plan gives special emphases on enhancement of market competitiveness, establishment of robust market infrastructure and development of risk management system. The SEC Board has laid
underwriting of investment units (LBDU), the SEC's further investigation has revealed that during the period from August 2008 to December 2015, six of the bank's investment consultants deceitfully took clients
-General Tipsuda Thavaramara revealed that SEC has launched an automated data distribution system, or SEC API, to enable easy access to SEC’s information or third party information in possession of SEC and
September 2018 - SEC has revealed one more digital asset business operator, – Southeast Asia Digital Exchange Co., Ltd. (SEADEX) seeking a license to operate as a digital asset exchange according to the
revealed seven businesses who are permitted to continue their digital asset business operations, in line with the transitional provisions, during the consideration process by SEC until their applications are
. Vorapol Socatiyanurak, SEC Secretary-General revealed after the last quarterly meeting of 2014 with the Association of Investment Management Companies (AIMC) that ?the SEC facilitates conductive environment
market. The results of this cycle’s inspection revealed that in overall audit firms in the capital market had improved their quality control system. Most of them (86 percent) received “acceptable” to “very
for Thai business operators to grow regionally; 3. Market Competitiveness: To strengthen Thai market competitiveness by building robust infrastructure compatible to digital business models; 4. Risk
: - have robust checks and balances mechanisms in place in every critical business system; - have effective business continuity management and plans; - have a customer onboarding and Know Your Customer
One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices