internal control system, causing the suspicious issues in the dishonest acts to evade inspection.  The SEC has therefore banned the three offenders from performing duties as branch manager in the capital

of newly issued securities rejected by the SEC Office on a suspicious ground related to disclosure of information to the public and such information was incomplete, contrary to facts, insufficient for

investment solicitation and contact the Investment Scam Hotline if they have suspicious cases to report regarding persons, products or companies allegedly operating without license. The SEC will verify and

. In addition, the audit committee should keep abreast of news and information of the company, be observant and skeptical to raise suspicious issues that may cause a risk and seek clarifications from the

Account. In the event that any other persons know and are able to log into Company Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any suspicious

investors’ perceptions that these firms are less risky (Kasznik and McNichols. 2002). MBEB firms report a higher series of future earnings (Kasznik and McNichols. 2002). Terminating a string of earning

เทคโนโลยี พัฒนาการตลาด 351,000 - 37 งานสัมมนาให้ความรู้ด้านเทคโนโลยีทางการเงิน (FinTech Forum) 100,000 - 38 การจัดท าหลักเกณฑ์เพ่ือรองรับ Investment scheme for innovative risky assets 81,000 - 2/3 หน่วย : บาท

รน าไปใช้ ตัวอย่างรูปแบบธุรกิจแบบใหม่ - ให้ความรู้แก่พนักงานเก่ียวกับ technology ใหม่ๆ ความเส่ียง และ โอกาสท่ีเก่ียวข้อง 38 การจัดท าหลักเกณฑ์เพ่ือรองรับ Investment scheme for innovative risky assets

Office a fact causing any of the following suspicious grounds, the SEC Office may not approve the application for an offering of shares: (1) the applicant or the offering has the characteristics or the

incurred in all cases; 5. Upon occurrence of any suspicious ground that the Password becomes known to other persons who have no authority or relevant responsibilities, the Applicant shall change the Password