9. Securities company shall notify its counter trader whether such offering price is a firm quotation or an indicative quotation. Clause 10. In case where securities company offer a firm quotation

issued shares; (2) a company relating to the intermediary by having control between each other; (3) a company and the intermediary have mutual control by any person. “ control ” means control as determined

issued shares; (2) a company relating to the intermediary by having control between each other; (3) a company and the intermediary have mutual control by any person. “control” means control as determined

issued shares; (2) a company relating to the intermediary by having control between each other; (3) a company and the intermediary have mutual control by any person. “control” means control as determined

Settlement Committee. Mr. Somchai paid the fine as determined by the Settlement Committee order no. 8/2016, March 16, 2016. This case is regarded as settled. SEC Act S.243(1) in conjunction with 244 and

derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The

. Sittilarp to conceal the identity of the account user. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil

normal market conditions in order to persuade other investors to buy or sell such securities. 04/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :

in order to persuade other investors to buy or sell such securities. 04/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :   

shares trading. 06/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 333,333.33 Baht