. [footnoteRef:4] [4: Repealed by the Act Amending the Special Purpose Juristic Persons for Securitization Act B.E. 2540 B.E. 2558] Section 7. The SEC Office shall have powers and duties as specified herein and
Re: Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities dated 28 May 2008 shall be repealed and replaced with the following provision: “Clause 1 In this Notification
Offices dated 2 April 2008 shall be repealed and replaced with the following provision: “Clause 5. The securities company shall arrange for the full-service branch office to have the following work units
or provide services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the
services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the capital market
holding the position of acting branch manager at the bank.** The SEC has therefore revoked the approval as an investment consultant, which consequently disqualified her from performing duties as capital
characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
. KorThor. 14/2546 Re: Rules, Conditions and Procedures for Securities Underwriting dated 11 July 2003. Repealed and replaced by the Notification of Capital Market Supervisory Board No. TorThor.3/2554 Re
underwriting amount. Such over allotment of shares is made concurrently with the offering of underwritten shares; 1 Repealed and replaced by the Notification of Capital Market Supervisory Board No. TorThor.3
be repealed and replaced with the following provisions: “SECTION 37 The provision under Section 1229 of the Civil and Commercial Code which prohibits issuance of debentures by a limited company shall