- region listed companies. At the global level, the SEC facilitated the opportunity for Thai intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while the

on intra- region listed companies. At the global level, the SEC facilitated the opportunity for Thai intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while

derivatives on the exchange and OTC - a bar from serving as a director or executive in an issuer or a securities/derivatives business operator Disapprove to enforce civil sanctions Factors considered in the

over-the-counter center, or derivatives contracts on the Derivatives Exchange for 3 years from 28 October 2021; a bar from serving as a director or executive in a securities issuing company or a

, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition,  SEC has reported the case  to  AMLO as this

allocation along with the service matching investment objective of each investor. Additionally, the SEC has recently raised the bar by requiring that the said advice and service must be provided by an approved

trading for a period not exceeding 5 years / a prohibition against trading of digital assets or entering into derivatives contracts related to digital assets for a period not exceeding 5 years; (4) a bar

r i holds an LLB (2nd Class Honors) f rom Chulalongkorn University (John F. Kennedy Foundation scholarship student), a Barrister-at-Law of Thai Bar Association, and LLM from Columbia University (Thai

an equal amount to the benefit received or should have been received, reimbursement of the investigative expenses incurred by the SEC, and bar from serving as a director or executive in a securities

/7512se.pdf Annual Report 2009 University, Thailand, a Barrister-at-Law of Thai Bar Association, and a Master of Laws from New York University, USA. He was Director-General of Department of Intellectual