activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
and selling investment products through different channels. • Check and keep transaction records to confirm they are accurate and genuine. • Use a licensed/regulated financial service provider
regulatory sides toward impending changes. It is going to be another challenging year. Strong cooperation of all parties, however, will take us through obstacles and toward our mutual goals
increasing the speed and caution for the enforcement process as well as promoting cooperation for human resources development, sharing of knowledge and technological know-how to ensure justice in the
, training, and cooperation. Mr. Livio Sarandrea, a business and human rights consultant from the United Nations Development Program (UNDP), Asia-Pacific region, was the host.SEC Secretary-General thanked
Directors Association (IOD) in partnership with the Government of Japan, the roundtable is a forum for discussing guidelines and cooperation in promoting good governance in Asia as well as keeping pace with
appreciates rendered cooperation from all parties contributing to the success of the Project, boosting our Thai listed companies to be an outstanding regional leader in this matter with continual developments
Bangkok, March 14, 2016 ? The SEC in cooperation with the Association of Investmeent Management Companies (AIMC) will jointly prepare Thailand: Institutional Investor Code as a guideline for
, please contact: State Securities Commission of Vietnam1. Mr. Vu Chi DzungDirector General of International Cooperation Department Email: dzungvuchi@ssc.gov.vnTel: + 84 24 3935 00522. Ms. Phan Hoai An
About Us SHARE : Detail Content International Relations The SEC has worked closely and continued to strengthen its cooperation with foreign securities regulators and relevant agencies to ensure