intermediary shall maintain the captial in the amount not less than the maximum rate of the following amounts: (1) one hundred thousand baht; (2) average quarterly expenses, provided that the expenses are
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings
period ended 31 October 2018 of Baht 26.63 million. Explanation for the decrease is provided in Section 2.1 (a), (b) and (c) above. 3.2 PATMI for the 9-months ended 31 October 2019 For the 9-months period
&start=30&rows=10 31 - 39 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 21/2022 Dated 07/12/2022 stations were not provided a warning statement about the risks
and Exchange https://www.sec.or.th/Documents/PHS/Main/1012/hearing352567en.pdf Translation managers in the forms and procedures provided in the Office’s electronic work system: (1) report on appointment
that only the original Thai text has legal force and that this English trans submit information and documents evidence as per the form and procedures provided in the Office’s electronic work system, and
procedures provided by the Office of the Securities and Exchange Commission in the electronic operational system of the Office of the Securities and https://publish.sec.or.th/nrs/4197pe_r.pdf Microsoft Word