to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH. This case is in the process of inquiry by the inquiry official. SEC Act S.308 310
SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
) any other case which is necessary and appropriate by obtaining a waiver from the SEC Office. Clause 12 A notice calling a shareholders’ meeting as prescribed in Clause 11(2) shall be specified at least
or complies with the rules or conditions for obtaining an approval according to this Notification, but there is a certain fact indicating that the purpose or the substance of such offering is to avoid
SEC, to protect investors from all risks or shield them against investment losses. The main objective of the SEC is rather to ensure fair treatment and that investors have sufficient tools to protect
information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s directors and executives to obtain adequate information
holders; (8) “sukuk trustee” means any trustee who has the duty to protect the rights and benefits of sukuk holders; (9) “Shariah advisor” means any advisor who has the duty to consider transactions in
provide the other Authority with assistance: (a) in obtaining information not otherwise available to the Requesting Authority; and (b) to enable the Requesting Authority to interpret and assess a Covered