ขายล่วงหน้า กฎเกณฑ์ SHARE : Detail Content สาระสำคัญของกฎหมาย มาตรฐานการขอใบอนุญาต สรุปหลักเกณฑ์ แบบฟอร์มที่เกี่ยวข้อง ตัวกลาง นิติบุคคลที่ประกอบธุรกิจ (Regulated
conflict of interests which may arise in the securities borrowing and lending business, in the case where the business operator has a proprietary account, the business operator shall separate the unit which
securities borrowing and lending business, in the case where the business operator has a proprietary account, the business operator shall separate the unit which is responsible for the management of its
of interests which may arise in the securities borrowing and lending business, in the case where the business operator has a proprietary account, the business operator shall separate the unit which is
/lubricants and intermediate chemicals for polyurethane manufacturers. In addition to acquiring the manufacturing assets, IVL is also getting the exclusive global license and the right to sub-license
. “Institutional investor” means: (1) Commercial Banks; (2) Financial companies; (3) Securities companies which purchase investment units for proprietary trading, managing for private funds, or for management of
Banks; (2) Financial companies; (3) Securities companies which purchase investment units for proprietary trading, managing for private funds, or for management of investment schemes established under the
PowerPoint Presentation eastspring.com.sg Stuart Wilson • June 2022 UK PACT THAILAND CAPITAL MARKETS WORKSHOP STRICTLY PRIVATE AND CONFIDENTIAL. FOR PROFESSIONAL INVESTORS ONLY. KEY TAKEAWAYS 2 1
derivatives broker who acts as market maker of gold derivatives shall prepare and submit report on trading of securities and derivatives relating to gold in foreign countries for proprietary trading, which