1 UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake
Malaysia. Based on an extensive survey of country practices, the Guide identifies good practices and puts forward recommendations in the following areas: Putting into place a comprehensive legal framework
PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to
is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or
business operators. This is because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. It should be noted that all
misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the
enter the criminal fining process; therefore, the inquiry official of the Economic Crime Suppression Division of the Royal Thai Police (ECSD) was notified of the matter to undertake further legal
the fining process of the Criminal Fining Committee. The SEC therefore filed the complaint for DSI?s further legal proceeding.Given the circumstance, Khumsup is deemed to possess the prohibited
license with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) for further legal proceedings. With reference to clues and the SEC?s findings, the three aforesaid individuals
Section 89/7 in conjunction with Section 281/2 of the same act. For further legal proceedings, the SEC has ordered Mr. Suphanan to make clarification in this matter by 21 July. With regards to the