years as from the last day of the calendar year when the services thereof are provided outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 8 Transitional Provision
. …………………………………………………………… 13 Certification of the Accuracy of Information I, as an authorized signatory of the issuer, have duly examined the information contained in this registration statement, appendices and attachments
: Initially, the Company has already examined GLOW’s list of shareholders as appeared on GLOW’s website on 7 March 2018, and the Company understands that the other shareholders of GLOW have no relationship with
: Initially, the Company has already examined GLOW’s list of shareholders as appeared on GLOW’s website on 7 March 2018, and the Company understands that the other shareholders of GLOW have no relationship with
of GLOW who accept the tender offer Relationship with the Company: Initially, the Company has already examined GLOW’s list of shareholders as appeared on GLOW’s website on 7 March 2018, and the Company
clearing house shall take the following actions: (1) have the steps or procedures concerning computer systems relating to derivatives clearing and settlement services reviewed, monitored, and examined
anytime, anywhere, with any device. Meanwhile, data used by consumers which has been detected and compiled in the digital format is regarded as a business asset which can be further processed and analyzed
1 25 May 2020 Subject: Notification on Resolution of the Board of Directors’ Meeting No. 5/2020, Change of Directors and Directors’ Power, Entering into Connected Transaction, Entering into Transaction on Acquisition of Assets and Determination of the 2020 Annual General Meeting of Shareholders To: Director and Manager The Stock Exchange of Thailand Enclosure 1. Information Memorandum on the Acquisition of Assets (Schedule 1) and the Entry into Connected Transaction of Nation Broadcasting Corpor...
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
examined by the SEC Office. Chapter 7/1( Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of portfolio advisory or program trading shall comply