company to temporarily manage the liquidity of any open-end fund, the management company may borrow money or enter into a repurchase agreement only when: (1) The counter-party is an institution; (2) The
NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
Office. 2Clause 15. If it is necessary for the management company to temporarily manage the liquidity of any open-end fund, the management company may borrow money or enter into a repurchase agreement only
(CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to efficiently
the same period last year. The decline in sales of industrial water systems was due to the special orders of a project contractor in the previous year. In the first quarter of 2018, there was only a
94.00 11,188,961 94.30 Foreign bank branches 1,562,055 8.50 778,199 6.00 676,251 5.70 All commercial banks 18,386,794 100.00 12,966,890 100.00 11,865,212 100.00 Source: C.B. 1.1 and C.B 1.2 (Bank-only
stakeholders in the ecosystem of financial reporting preparation in order for them to discharge their duties more efficiently and effectively. Meanwhile, the SEC will continue on the core mission to supervise
inspections (2010-2012). In addition, the proportion of the auditors who passed the inspections with no or only minor deficiencies increased from 25 percent in 2013 and 2014 to 50 percent in 2015. Although
set up and manage mutual funds. SEC has developed a system and revise the regulations for submission to set up and manage mutual funds with a filing via electronics system: the Online Fund Approval and
set out below is not meant to be exhaustive and may be updated and revised from time to time. These FAQs are only for general reference and do not constitute legal advice. Compliance with all the