Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21)  (Repealed) ​15 Application for License to Undertake Business of Private Fund Management B.E. 2543(repealed No. 6 No. 14 and amended by

- Dealer Brokerage as Securities Business (IDB)​ ​ ​○ Prescription of Securities Borrowing and Lending Business as Securities Business (SBL) ​ ​○ ​ Prescription of Securities Finance Business as Securities

Dealing of Debt Securities​​   Securities Borrowing & Lending​   ​​Securities Fi​nancing ​ Derivatives Broker Limited to Agriculture Product Derivatives ​ ​ ​ ​ ​ ​​​​​​​​​​​List of Securities Businesses

year. Although requesting ID documents from Thai shareholders have rarely been an issue, some listed companies have insisted that their proxies present the original ID documents. The new guideline

dates of the bonds for additional two years and:          (a) an increase in the interest rates of the bonds by 0.25% per annum (for one year from the day following the original maturity dates); and

UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2

UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

financial services to meet clients’ demands. Commercial Banking Business including retail lending, commercial lending, corporate lending, Special Asset Management (SAM) or distressed asset management loan and

ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for