รูปแบบใหม่ๆ หรือพฤติกรรมที่เข้าข่ายผิดปกติเดิมในกลุ่มนักลงทุนทั่วไปที่อาจนำไปใช้ในงาน ตรวจสอบเชิงลึกได้ • Cognitive monitoring – ยกระดับการติดตาม ตรวจสอบ และการเฝ ้าระวัง ความเสี่ยงของผู้ประกอบธุรกิจใน
strategies into investment analysis, decision-making, investment manager and consultant selection and appointment, monitoring, and evaluation. Pursue a dialogue with workers, impacted communities and other key
operations involving supervision of market activities or monitoring of compliance with the stated laws, rules and regulations are generally managed within the SEC Office, except for licensing, which must be
material progress last year. In addition to our second-term chairmanship of the Asia-Pacific Regional Committee (APRC) of the International Organization of Securities Commissions (IOSCO), the Thai capital
three years, if any. 1.3 Shareholding structure In the case where the Company consists of subsidiaries or associates, the following information is required: - Policy on operational organization within the
through effective capital management and creation of a culture of risk awareness organization-wide, to enable us to cope with possible economic fluctuations in a timely manner. B Being aligned with our
investment to earn optimal benefits for investment owners and clients. Having such policy and close investment monitoring will encourage the invested companies to adopt good corporate governance and
gathering related documents and evidence for auditor. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed
closely monitoring the matter, the SEC has found that at around 08.30 hours on 2 September 2019, a suspicious Facebook account posted deceitful statements that misled the public to believe that such
offering digital asset advisory service and/or acting as digital asset fund manager to provide alternative investment choices for investors, but also support careful monitoring of persons giving advisory